Pega Know Your Customer
Streamline compliance for faster time to revenue.
"Pega scored highly for its KYC risk scores, its capabilities for enriching customers’ profiles, its support for additional due diligence, and its Customer Lifecycle Management (CLM) capabilities."
Integrated with Pega CLM, Pega KYC manages compliance with country and product specific rules (such as AML/CTF, FATCA, CRS, FINRA, MiFID II, EMIR, Dodd-Frank, IIROC, and 5th EU AMLD) to efficiently onboard and maintain multi-product and multi-jurisdictional clients in retail, wealth management, commercial, and institutional banking.
regulatory rule maintenance
Updated quarterly, Pega sources its regulatory rules from a global team of lawyers, regulatory experts, and policy makers with deep experience across all main regulators including the SEC, OCC, FinCEN, CFTC, FINRA, HKMA, MAS, FCA, and ESMA.
Rapidly respond to audit and regulatory findings with “look-back” capabilities, through automated bulk case creation, routing and escalation, as well as auditability of rule changes. Quickly update rules through configuration and rapidly address any findings with a zero code rule management portal.
reduced implementation time
Pega’s proven implementation methodology, risk-based approach and pre-built functionality ensures rapid delivery and use. Leverage existing connectors to 3rd-party systems (e.g., World-Check, Equifax, Markit, Clarient, etc.) and 8,000+ out-of-the-box regulatory rules and pre-configured data rules.
multi-jurisdictional, multi-product onboarding
A rules-based approach allows you to onboard clients across jurisdictions, business lines, or products. Apply local regulatory requirements where necessary, collecting only additional information as needed.