Pega


 
Capital Markets

Custodians, broker/dealers, asset managers, wealth managers and private banks, and retail brokerages are challenged to comply with diverse domestic and international regulations while running their operations as efficiently as possible. Meanwhile, they are pursuing transaction and exception processing improvements to reach lower levels of risk, greater levels of STP, and improved customer intelligence for higher retention and share of wallet. Pegasystems' rules-based Business Process Management (BPM) solutions close the execution gaps that arise when business operations are unable to keep pace with management objectives. The unsurpassed agility enabled by Pegasystems SmartBPM® helps firms achieve growth, productivity, and compliance.

Pegasystems' industry-leading SmartBPM Suite enables securities firms to automate and enhance a wide range of business processes. PegaRULES Process Commander® (PRPC) enables continuous improvement by providing the full lifecycle of application functionality — model, build, execute, monitor, and improve. Successful implementations range from product development and service desktop solutions to case management for deals and compliance reviews to back-office exception processing. Global financial institutions like UBS, HSBC, and Franklin Templeton rely on Pegasystems to provide flexible BPM solutions that complement existing systems and deliver new business capabilities.

As a complement to the SmartBPM Suite, Pegasystems offers solution frameworks that include packaged capabilities and best practices for specific activities within securities firms. These include Smart Investigate™ for Securities for exception processing and Customer Process Manager™ for intelligent customer service.

For more information about these solution frameworks, please click on the links below:

Or click here for more information about the SmartBPM Suite.




Learn how businesses use SmartBPM to achieve new levels of growth, productivity and compliance.
   SmartBPM in Action

Broker-Dealers and Custodians Enhance Exception Handling Across Departments





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