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Custodians, broker/dealers,
asset managers, wealth managers and private banks, and retail brokerages
are challenged to comply with diverse domestic and international regulations
while running their operations as efficiently as possible. Meanwhile, they
are pursuing transaction and exception processing improvements to reach
lower levels of risk, greater levels of STP, and improved customer intelligence
for higher retention and share of wallet. Pegasystems' rules-based Business
Process Management (BPM) solutions close the execution gaps that arise
when business operations are unable to keep pace with management objectives.
The unsurpassed agility enabled by Pegasystems SmartBPM® helps
firms achieve growth, productivity, and compliance.
Pegasystems' industry-leading SmartBPM Suite enables securities firms to
automate and enhance a wide range of business processes. PegaRULES Process
Commander® (PRPC) enables continuous improvement by providing the
full lifecycle of application functionality — model, build, execute,
monitor, and improve. Successful implementations range from product development and
service desktop solutions to case management for deals and compliance reviews to
back-office exception processing. Global financial institutions like UBS, HSBC, and
Franklin Templeton rely on Pegasystems to provide flexible BPM solutions that
complement existing systems and deliver new business capabilities.
As a complement to the SmartBPM Suite, Pegasystems offers solution frameworks that
include packaged capabilities and best practices for specific activities within securities
firms. These include Smart Investigate™ for Securities for exception
processing and Customer Process Manager™ for intelligent customer service.
For more information about these solution frameworks, please click on the links below:
Or click here for more information about the SmartBPM Suite.
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Learn how businesses use SmartBPM to achieve new levels of growth, productivity and compliance.

Broker-Dealers and Custodians Enhance Exception Handling Across Departments
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