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Data Sheet

Pega Securities Exceptions for Financial Markets

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KEY CHALLENGE

Custodians, broker-dealers, and other securities firms find they must now invest in smarter and more flexible systems to resolve exceptions and customer inquiries quickly. Providing timely, cost-effective resolution to securities exceptions — which generate significant cost and risk — is more challenging than ever.

THE SOLUTION

Pega Securities Exceptions for Financial Markets simplifies securities exception operations by managing investigations throughout their lifecycle, aligning dayto- day work to strategic goals and client expectations. Using Pega, custodians, brokers-dealers, and other Financial Markets companies can conduct exception operations more efficiently, increasing profitability and the quality of the client experience.


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