Pega Regulatory Inquiry, Exam and Compliance Control Case Management

Comprehensive Regulatory Exam and Control Issue Management from Intake to Resolution

KEY CHALLENGE:
Financial services institutions (FSIs) will spend in excess of $50 billion on regulatory and risk initiatives globally by 2015. They will need to manage increasing regulatory inquiries, exams, investigations and internal controls with full transparency and reporting to C-level management. FSIs need to proactively manage these control issues rather than just adding manual processes, which only drive up costs and increases risk.

THE SOLUTION:
Pega Regulatory Inquiry, Exam and Compliance Control Case Management delivers a unified solution that delivers full transparency of regulatory issues and controls, while enabling rapid response to regulatory mandates and remediation requirements, such as look-backs. The solution provides auditable controls across all functions with transparency at the executive-level by geography, line of business and risk type.

With Pega, FSIs can streamline regulatory and remediation processes to achieve new levels of compliance while reducing costs, minimizing the impact on revenue and proactively managing risk with full transparency to the regulators.