GAIN THE CONTROL YOU NEED TO IMPROVE COMPLIANCE, REDUCE RISK AND ENSURE FLEXIBILITY

Pega captures and codifies best practices as intelligent processes that can be applied consistently across the organization. Because these processes are rule-based, they adapt dynamically to meet conditions for risk type, geography, line of business and regulatory requirement. Whether you need to implement Know Your Customer (KYC) globally, reduce risk across lines of business, manage complex AML, sanctions and fraud cases or meet government reporting requirements, Pega delivers a high-efficiency solution for risk, fraud and compliance management.

GAIN THE CONTROL YOU NEED TO IMPROVE COMPLIANCE, REDUCE RISK AND ENSURE FLEXIBILITY

ACHIEVE COMPLIANCE WHILE IMPROVING THE CLIENT EXPERIENCE AND TIME-TO-REVENUE

Pega delivers a unified, global platform for managing complex KYC requirements, including AML, FINRA, MiFID, FATCA, IIROC, EMIR, Suitability, product and country-specific due diligence requirements, while improving onboarding time and time-to-revenue. Pega’s common platform combines with dynamic, rules-based processes that ensure specialization by country, line of business and product. Holistic case management automatically applies KYC, EDD and Suitability requirements, while end-to-end work automation eliminates manual processing and repetitive document requests to achieve 100 percent compliance and faster onboarding. A master view of the customer, dynamic risk rating engine and full audit history ensure consistent compliance, provide reuse and cut risk across products, lines of business and geographies. As regulations and business operations change, Pega makes it easy to manage changes directly in the system in days vs. months.

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EFFICIENTLY MANAGE FATCA COMPLIANCE THROUGHOUT THE CLIENT LIFECYCLE

Pega’s FATCA Rule Guidance Solution provides a unified, global platform that can be easily changed to meet evolving FATCA requirements (FATCA, IGA Model One and Model Two, OECD and other FATCA-like rules). It can also be extended to manage full client onboarding for KYC, AML, Suitability, product and country-specific due diligence requirements. Manage new account onboarding and pre-existing account due diligence in one unified system for efficient, cost-effective and intent-led classification and reporting based on pre-defined rules and legal interpretation of rules. A global view of each customer ensures consistency and reuse of due diligence, documentation, customer classification, indicia changes and reporting. Classification decisioning is faster with dynamic case management, applying the right qualification rules based on the customer profile including U.S. indicia, substantial owner rules, aggregation rules, etc. Automated pre-existing account management streamlines preceding due diligence for U.S. and underlying party identification, exemptions, aggregation and qualification, due diligence, classification and reporting. Pre-defined FATCA rules, including forms, due diligence criteria and intent-led rules ensure rapid time-to-delivery, while mitigating regulatory risk.

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